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FIA

Global Reach. Regional Expertise.

Speakers

  • Ruth Arnould, Director & Associate General Counsel, Bank of America Merrill Lynch
  • Jeff Bandman, Founder & Principal, Bandman Advisors
  • Rostin Behnam, Commissioner, Commodity Futures Trading Commission
  • James Bernard, Partner, Stroock & Stroock & Lavan
  • Melise Blakeslee, Managing Partner, Sequel Technology & IP Law, and Chief Executive Officer, Achieved Compliance
  • Joseph Borg, Director, Alabama Securities Commission, and President, North American Securities Administrators Association 
  • Tammy Botsford, Executive Director & Assistant General Counsel, J.P. Morgan
  • Daniel Brockett, Partner, Quinn Emanuel Urquhart & Sullivan
  • Blake Brockway, Assistant General Counsel, National Futures Association
  • Michelle Broom, Executive Director, Risk Management Group, Compliance, Macquarie Group
  • Brian Bussey, Director, Division of Clearing & Risk, Commodity Futures Trading Commission
  • Cynthia Cain Ioannacci, Assistant General Counsel, National Futures Association
  • Joe Cerullo, Chief Compliance Officer, Futures Commission Merchant & U.S. Swap Dealers, J.P. Morgan
  • Rosario Chiarenza, Executive Director & Head of Regulatory Reform Strategy, Legal and Compliance Division, Morgan Stanley
  • Maria Chiodi, Managing Director & Counsel, Legal & Compliance, Credit Suisse Securities
  • Katherine Cooper, Attorney, Murphy & McGonigle
  • Patricia Corley, Managing Director & Counsel, Societe Generale
  • Matthew Danton, Head of Equities Legal Americas, Barclays
  • Dan Davis, General Counsel, Commodity Futures Trading Commission
  • Jon DeBord, Senior Vice President & Assistant General Counsel, Citigroup Global Markets
  • Gary DeWaal, Special Counsel, Katten Muchin Rosenman
  • Therese Doherty, Partner, Mintz Levin
  • Patricia Donahue, Executive Vice President, Chief Compliance Officer & Regulatory Counsel, Rosenthal Collins Group
  • Sean Downey, Executive Director, Global Clearing & Risk Policy, CME Group 
  • Kara Dutta, Assistant General Counsel, Intercontinental Exchange
  • Ruth Epstein, Partner, Stradley Ronon Stevens & Young
  • Thomas Erickson, Vice President, Commodity Markets Compliance, and Senior Derivatives Counsel, Cargill
  • Ronald Filler, Professor of Law and Director of Financial Services Law Institute, New York Law School
  • Eileen Flaherty, Managing Director, The Global Capital Group
  • Kevin Foley, Partner, Katten Muchin Rosenman
  • Anson Frelinghuysen, Counsel, Hughes Hubbard & Reed
  • Jason Fusco, Assistant General Counsel, Market Regulation, ICE Futures U.S.
  • Mike Gill, Chief of Staff, Office of Chairman J. Christopher Giancarlo, Commodity Futures Trading Commission 
  • Daniel Glatter, Head of Compliance, BNY Mellon Markets
  • Gary Goldsholle, Senior Advisor to the Director of the Division of Trading and Markets, Securities and Exchange Commission
  • Daniel Gorfine, Chief Innovation Officer & Director, LabCFTC, Commodity Futures Trading Commission 
  • Alexandra Guest, Chief Compliance Officer, Cargill
  • Maureen Guilfoile, Executive Director & Associate General Counsel, CME Group
  • Douglas Harris, Managing Director, Promontory Financial Group
  • Stacie Hartman, Partner, Schiff Hardin
  • Stephen Humenik, Of Counsel, Covington & Burling 
  • Mary Irwin, Vice President & Associate General Counsel, ABN AMRO Clearing Chicago
  • Jonathan Jachym, U.S. Country Head, Head of North America Regulatory Strategy & Government Relations, London Stock Exchange Group
  • Kimberly Johns, Managing Director & Associate General Counsel, Goldman Sachs
  • Anne Joves, Senior Director & Associate General Counsel, Technology and Operations, CME Group
  • Christian Kemnitz, Partner, Katten Muchin Rosenman
  • Carl Kennedy, Of Counsel, Gibson, Dunn & Crutcher
  • Robert Klein, Managing Director & Counsel, Citigroup Global Markets
  • Matthew Kulkin, Director, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission
  • Neal Kumar, Associate, Willkie Farr & Gallagher
  • Nathaniel Lalone, Partner, Katten Muchin Rosenman UK
  • Kari Larsen, Counsel, Reed Smith
  • Thomas LaSala, Managing Director, Chief Regulatory Officer, CME Group
  • Matt Lischin, Director & Senior Counsel, RBC Capital Markets
  • Matt Lisle, Chief Compliance Officer, ABN AMRO Clearing Chicago
  • Colin Lloyd, Partner, Cleary Gottlieb Steen & Hamilton
  • Steven Lofchie, Partner, Cadwalader, Wickersham & Taft
  • Allison Lurton, Senior Vice President & General Counsel, FIA
  • Michael Macchiaroli, Associate Director, Division of Trading & Markets, Securities and Exchange Commission
  • Tom Mallers, Director of Compliance, Rosenthal Collins Group
  • Peter Malyshev, Partner, Reed Smith
  • Dan Manley, Executive Director, Technology Risk and Compliance, CME Group
  • Julie Mao, Director & Counsel , Credit Suisse Securities
  • Jonathan Marcus, Of Counsel, Skadden, Arps, Slate, Meagher & Flom
  • Sandra McCarthy, Chief Compliance Officer, FCM Division and Swap Dealer, INTL FCStone
  • Janet McCormick, Executive Director, Compliance, Mizuho Securities USA
  • William McCoy, Managing Director & Counsel, Legal and Compliance Department, Morgan Stanley, and General Counsel & Secretary, Morgan Stanley Capital Group
  • Vincent McGonagle, Principal Deputy Director, Division of Enforcement, Commodity Futures Trading Commission 
  • John McKinlay, Director & Assistant General Counsel, CME Group
  • Jackie Mesa, Senior Vice President, Global Policy, FIA
  • Ryne Miller, Associate, Sullivan & Cromwell
  • John Miller, Associate, Sullivan & Cromwell
  • Charles Mills, Partner, Steptoe & Johnson
  • David Mitchell, Partner, Fried Frank Harris Shriver & Jacobson
  • Rita Molesworth, Partner, Willkie Farr & Gallagher
  • Stephen Montgomery, Director, Wells Fargo Securities
  • Annette Nazareth, Partner, Davis Polk & Wardwell
  • John Nicholas, Managing Director, Compliance, Societe Generale 
  • Deborah North, Partner, Allen and Overy
  • Stephen Obie, Partner, Jones Day 
  • Amanda Olear, Associate Director, Managed Funds and Financial Requirements Branch, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission
  • Rick Ostrander, Managing Director, Legal & Compliance , BlackRock
  • Michael Otten, Executive Director, Global Markets Legal Department, Nomura
  • Eric Pan, Director, Office of International Affairs, Commodity Futures Trading Commission
  • Paul Pantano, Jr., Partner, Willkie Farr & Gallagher
  • Margaret Paulsen, Senior Managing Director, PricewaterhouseCoopers
  • Michael Piracci, Director, Compliance, Scotiabank
  • Jamila Piracci, Vice President, OTC Derivatives, National Futures Association
  • Brian Quintenz, Commissioner, Commodity Futures Trading Commission 
  • Dan Rather, Legendary Journalist and News Anchor
  • Felicia Rector, Co-Head, Americas Securities Division Compliance, Goldman Sachs
  • Erik Remmler, Deputy Director, Registration and Compliance, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission
  • Andrew Ridenour, Counsel, GDAX
  • William Ridgway, Counsel, Skadden, Arps, Slate, Meagher & Flom
  • Mary Beth Rooney, Director, Futures/Derivatives Clearing Compliance, Citigroup Global Markets
  • Sachiyo Sakemi, Managing Director, BlackRock
  • Betty Santangelo, Partner, Schulte Roth & Zabel
  • Lee Schneider, Partner, McDermott Will & Emery
  • Steven Schwartz, Executive Director, Global Head of Enforcement, CME Group
  • Victoria Sharp, Managing Director & General Counsel, North American Commodities, Citigroup Global Markets
  • Lisa Shemie, Associate General Counsel, Cboe Global Markets, and Chief Legal Officer, Cboe FX Markets and Cboe SEF 
  • Mitja Siraj, Vice President of Legal, Europe, FIA 
  • Thomas Smith, Deputy Director, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission
  • Michael Sorrell, Assistant General Counsel, FIA
  • Michael Spafford, Partner, Paul Hastings
  • Jeffrey Steiner, Counsel, Gibson, Dunn & Crutcher
  • Scott Taylor, Managing Director, Compliance, Wells Fargo Securities
  • Regina Thoele, Senior Vice President, Compliance, National Futures Association
  • Kathryn Trkla, Partner, Foley & Lardner
  • Matthew VosBurgh, Director, Barclays
  • Andrew Vrabel, Executive Director, Global Investigations, CME Group
  • Kristyn Walker, Senior Counsel, Deutsche Bank Securities
  • Petal Walker, Special Counsel, WilmerHale 
  • Jeremy Walter, Partner, Clifford Chance 
  • Robert Wasserman, Chief Counsel, Division of Clearing and Risk, Commodity Futures Trading Commission
  • Ellen Wheeler, Partner, Foley & Lardner
  • Kurt Windeler, Senior Director, Market Regulation, Intercontinental Exchange
  • Bill Wollman, Executive Vice President, Member Regulation—Risk Oversight and Operational Regulation, FINRA
  • Carol Wooding, Vice President & General Counsel, National Futures Association
  • Amir Zaidi, Director, Division of Market Oversight, Commodity Futures Trading Commission

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